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The Principle of "Citing Enactments to Draft Judgment Texts" in Court Verdicts in Song Dynasty

  • Author:

    Liu, Hsin-Chun

  • Page Number:

    11:1-60

  • Date:

    2007/06

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Abstract

This article investigates  the procedure  of settling a  lawsuit and the function of court verdicts  and judgment  drafts as well as the practice of  litigations by  analyzing the legal documents pertaining  to the system  of “jianfa nibi”  (Citing Enactments  to Draft  Judgment Texts) in  Song Dynasty.   This  article also examines  the local administrative   bureaucrats in terms of their role and function in handling judicial cases.

The final procedure of handling legal cases in Song Dynasty was called “Jiejue,” in which the officials concluded  a verdict by taking human sympathy and laws into account.  When rendering the verdict of both criminal and civil  cases,  the officials would consult all  past related judgment drafts as   references.  If imprisonment  was involved in  an inquisition by torture, both prison officers’  interrogations  and judges’ prosecution  reports were regarded  as “judgment drafts.”   Theoretically the previous recorded only prisoner’s affidavit without being adulterated with guided confession, and the later cited applicable laws and decrees without being compromised by personal opinions.  In this regard, the settlement of a lawsuit in Song Dynasty  relied heavily upon the opinions of thee “legal drafters” from all departments rather than the judgments of judicatory officials.

Though the  exercise of  litigation  appeared   booming in Chinese  society since the Song Dynasty, the government didn’t invoke penalty to prevent it. Instead, the government endeavored to   improve  legal   procedures and  nomological  reasoning. Consequently  the conditions of  people tending to  solve their disputes by means of lawsuits  became several interactive  judging systems..  After Emperor  Gaozong of Southern  Song, the Court stipulated that the court verdicts should be provided on disputes pertaining to marriage, grounds, and employment. Court verdicts equal to the count of the felony: “Resolving Laws to Sentence”, namely a judgment wording  of settling a lawsuit  at certain district Yamens (the government offices).In order to conclude  a verdict, judges were required to quote related enactments according  to corpus delicti. However, as  innumerable   as  the enactments  in Song Dynasty were, the purposes   of  judging cases   such as marriage,  grounds,  and employment  weren’t aiming at penalty, and even the national laws were not merely supporting  judge officers  to   sentence. In   order  to   prevent  litigiosity   and administrative  errors as well, the system of “Citing Enactments to Draft Judgment  Texts” was thus put into practice in the local Yamens.

 

As far as  the function of “Citing Enactments  to Draft Judgment Texts” to be concerned, ideally efficient drafters would citing  and elaborating related arguments  from  the Confucian classics.  Drafters could only consult the laws, and have no right to conclude verdicts.  They should instead examine every detail of the cases and offer solutions to all possible scenarios for their superiors to decide.  The key function of the draft judgment was, instead of concluding   a verdict, to provide analysis of the cases with  all  nomological considerations. Last but not least, the complaint-rejected  ordinances could be used to prevent litigiosity.

Local officials like prefects and county magistrates also took charge of the exercise of “Citing Enactments to Draft Judgment Texts” while  dealing with  criminal and civil  cases. It  was helpful for  the officials  of  local  Yamens to  gather their subordinates   and  deliberate together on  those doubtful  and disputed cases.     The practice of  “Citing  Enactments  to Draft Judgment Texts” could help training local officials by going through  these legal procedures and therefore  enhance their ability as  local prefects and county magistrates. Arguably such practice also resulted in specialization and departmentalization of the local governments.  To sum up, even though there have always been management problems  of corrupt bureaucrats and petty officials, the practice of “Citing Enactments to Draft Judgment Texts” was, by any means, an essential part that could never be overlooked in the development of legal systems in Song Dynasty.

Keywords

Court verdict, Drafting judgment texts referring to enactments, To interrogate  and adjudicate, False court verdict, Complaint-rejected ordinance

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Citation Text

Footnote
Hsin-Chun Liu, “The Principle of "Citing Enactments to Draft Judgment Texts" in Court Verdicts in Song Dynasty,” Journal for Legal History Studies 11 (2007): 1-60.

Bibliography
Liu, Hsin-Chun
2007 “The Principle of "Citing Enactments to Draft Judgment Texts" in Court Verdicts in Song Dynasty.” Journal for Legal History Studies 11: 1-60.
Liu, Hsin-Chun. (2007). The Principle of "Citing Enactments to Draft Judgment Texts" in Court Verdicts in Song Dynasty. Journal for Legal History Studies, 11, 1-60.
Liu, Hsin-Chun. “The Principle of "Citing Enactments to Draft Judgment Texts" in Court Verdicts in Song Dynasty.” Journal for Legal History Studies, no. 11 (2007): 1-60.
Liu, Hsin-Chun. “The Principle of "Citing Enactments to Draft Judgment Texts" in Court Verdicts in Song Dynasty.” Journal for Legal History Studies, no. 11, 2007, pp. 1-60.
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